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Rule 15c2-12 Amendment: Ensuring Compliance With Your Continuing Disclosure Undertakings

Parker Poe Webinar

    Speaking Engagements
  • January 24, 2019

Rebecca Joyner and Scott Leo walked through how to ensure compliance in the municipal securities market with a significant regulatory change in 2018. The Securities and Exchange Commission (SEC) amended Rule 15c2-12 in August, altering disclosure requirements in an effort to increase transparency. 

In a webinar hosted by Parker Poe, Rebecca and Scott explained the details of the amendment and how those in the public finance industry can best navigate it. For additional information, please contact them.