Tiffany Rowe helps public and private companies implement practical compliance strategies tailored to their business goals and federal regulatory requirements. Her clients include broker-dealers, investment advisers, and other companies in the financial services, technology, and life sciences industries.
C-suite executives and directors have turned to Tiffany regarding internal compliance policies and procedures, corporate governance and management oversight, and accounting and financial regulatory requirements. She has extensive experience helping clients navigate enforcement and litigation pursued by the U.S. Securities and Exchange Commission (SEC), Public Company Accounting Oversight Board (PCAOB), and Financial Industry Regulatory Authority (FINRA), including high-stakes investigations involving corporate governance and securities law compliance.
Tiffany has served as a consultant to the chief compliance officer for companies through her previous consulting business. She is a certified compliance specialist through Interfima, a credential that underscores her deep understanding of global compliance frameworks and enhances her ability to help companies anticipate and mitigate regulatory risk.
Her compliance counsel is informed by her significant experience with complex business litigation, as well as government and internal investigations. She has defended companies and individuals in civil and criminal litigation, U.S. Department of Justice (DOJ) investigations, and other regulatory enforcement actions. She has prior experience working for two of the world's 40 largest law firms, where she represented large accounting firms, accountants, and issuers in complex securities litigation, prominent government investigations involving the federal securities laws, and PCAOB inspections and enforcement actions.
Tiffany earned her law degree from Catholic University of America and her undergraduate degree from George Washington University. Outside of work, she is an avid cyclist and runner.